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The climate is changing and this increases the risk of climate threats, which is affecting the most vulnerable populations, mainly peasant farmers. In order to minimize impacts on these populations, interest has been aroused to develop strategies that increase their resilience to climate-related risks. This issue has been little addressed in Ecuador, despite the increased frequency and intensity of climate-related risks, which are directly affecting agroecosystems and farmers' livelihoods. This research addresses the resilience of farmers to climate risks in the canton of Pedro Carbo, an area located on the Ecuadorian coast of Guayas Province characterized by a high rate of poverty and dedicated mainly to agriculture.
The overall objective of this research was to carry out an analysis of the resilience of small farmers to climate risks, as well as to recommend adaptation/transformation strategies to increase their resilience to climate. For this, farmers' perceptions were considered, as well as the opinion of experts on the subject. Multiple methods were applied such as: literature review, map generation, household surveys, participatory workshops with farmers and interviews with experts. In addition, a multidimensional matrix was developed to analyze quantitative and qualitative data through indicators that measure resilience in the study area. The main findings in this research reflect that farmers have very low resilience due to their socioeconomic characteristics, agricultural practices, lack of infrastructure and technologies, weak community organizations, limited access to credit and insurance, as well as lack of capacity building and technical assistance. Finally, recommendations for strategies to support planning and decision-making were developed.
Keywords: climate-related risks, peasant family farming, resilience, resilience assessment, climate resilience, farmers perceptions, Pedro Carbo
Policy measures are essential tools for the transition from fossil fuels to renewable energy sources in the electricity generation. Feed-in tariffs (FITs) are the most used policy for support of renewable technologies globally. Nevertheless, Ecuador phased-out FITs in 2016 and adopted auctions in 2015. Ecuador’s implementation of auctions reflects an approach with little relation to practices in other countries and without a technology-specific design. On the other hand, Germany demonstrates a long trajectory in policy-making with vast experience in FITs. Moreover, in 2017 Germany adopted auctions as the official policy to support renewable projects with a scope larger than 750 kW. However, FITs are still in use and complement auctions.
This thesis analyses and compares the country-specific contexts where these policies are implemented through the lens of a multi-level perspective framework. As a result, the most important success factors in Germany have been identified: long-term planning, institutional continuity, legislative stability and principally an actively participating society, which is environmentally aware. Obstacles for the transition in Ecuador are institutional discontinuity, legislative inconsistency, the lack of long-term planning and absence of society as actors of the transition. Due to Germany’s pioneering role plus the successful growth of renewable sources during the last twenty years, their policy implementations appear desirable to adopt in other contexts. Therefore, a prospective transferability of the auction policy from Germany to Ecuador is additionally analyzed.